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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background