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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

As Published: 2012

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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REC 3.14A Operation of a regulated market or MTF

APER 4.1 Statement of Principle 1

PR 2.2 Format of prospectus

BIPRU 7.11 Credit derivatives in the trading book

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

PERG 2.8 Exclusions applicable to particular regulated activities

CASS 11.12 CASS 11 resolution pack

MCOB 2A.6 Information free of charge

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SUP 5.5 Duties of firms

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 6.1F Using a platform service for arranging and advising

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

SUP 5.6 Confidential information and privilege