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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 16.2 What types of funds and businesses are caught?

CONC 1.2 Who? What? Where?

GEN 5.1 Application and purpose

SUP 10C.11 Statements of responsibilities

SUP 6.1 Application, interpretation and purpose

GEN 1.2 Referring to approval by the appropriate regulator

SUP 15.9 Notifications by members of financial conglomerates

EG 15.4 Disqualification under section 249 or section 261K

COCON 2.3 Firms: training and breaches

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SUP 16.4 Annual controllers report

PERG 2.5 Investments and activities: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 5.2 Cancelling listing

SUP 2.1 Application and purpose

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COBS 2.3 Inducements

PERG 2.4 Link between activities and the United Kingdom