Search Result

281 - 300 of 1468 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

LR App 2.1

As Published: 2005

LR App 2.1

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording