Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 8.6 Consolidated capital resources

SUP 12.1 Application and purpose

PERG 7.7 Post-certification issues

SUP 1A.1 Application and purpose

BIPRU 4.6 The IRB approach: Retail exposures

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 2.2 Method of satisfying the recognition requirements

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

TC 2.1 Assessing and maintaining competence

EG 19.27 Alternative Investment Fund Managers Regulations 2013

COND 1.1A Application

BIPRU 5.7 Unfunded credit protection

MAR 8.3 Requirements for benchmark administrators

DTR 8.4 Continuing obligations