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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information