Search Result

221 - 240 of 352 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 6.1 Application

As Published: 2005

LR 6.1 Application

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application