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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

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EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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