Search Result

221 - 240 of 1608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information