Search Result

201 - 220 of 523 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation