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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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Similar To

EG 8.3 Use of the own-initiative powers in urgent cases

LR 13.8 Other circulars

EG 16.1 The FCA’s general approach to making disapplication orders

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 12.5 Contracts: required terms

FEES 7.2 The CFEB levy

SYSC 19A.1 General application and purpose

SUP 12.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

SUP 10A.17 Further questions

SUP 13A.2 EEA firms and Treaty firms

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy