Search Result

181 - 200 of 1482 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…