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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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CASS 1A.2 CASS firm classification

SUP 10C.12 Conditional and time-limited approvals

APER 1.1A Application

MAR 8.2 Requirements for benchmark submitters

REC 3.16 Information technology systems

SUP 14.6 Cancelling qualification for authorisation

PERG 4.8 Administering a regulated mortgage contract

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SUP 15.9 Notifications by members of financial conglomerates

LR 5.2 Cancelling listing

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach