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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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EG 7.2 Alternatives to financial penalties and public censures

As Published: 2015

EG 7.2 Alternatives to financial penalties and public censures

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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