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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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