Search Result

861 - 880 of 1594 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

PR App 1.1

As Published: 2005

PR App 1.1

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction