Search Result

61 - 80 of 1296 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles