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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

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Similar To

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

MCOB 4.1 Application

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CASS 10.2 Core content requirements

EG 4.4 Appointment of additional investigators

SUP 16.10 Verification of standing data

IFPRU 4.6 Internal ratings based approach: probability of default

PR 1.1 Preliminary

MCOB 4.7A Advised sales

CASS 8.2 Definition of mandate

SUP 10A.8 Systems and controls functions

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

REC 4.2B Exercise of passport rights by a UK RIE

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling