Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.9 Transaction recording

EG 7.2 Alternatives to financial penalties and public censures

LR 12.4 Purchase of own equity shares

PR 2.2 Format of prospectus

BIPRU 9.3 Requirements for originators and sponsors

ICOBS 8.2 Motor vehicle liability insurers

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

EG App 2.1 Purpose, status and application of the guidelines

IFPRU 4.14 Counterparty credit risk

DEPP 6.5A The five steps for penalties imposed on firms

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SUP 10A.7 FCA required functions

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach