Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

…

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

…

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

…

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.7 The investment condition: the 'reasonable investor'

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 2A.2 Method of satisfying the RAP recognition requirements

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

EG 2.5 Cases where other authorities have an interest

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.24 Transfers of ownership

DEPP 6A.2 Deciding whether to take action

DTR 6.2 Filing information and use of language

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COBS 11.6 Use of dealing commission

COLL 11.4 Depositaries

PRIN 3.1 Who?

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy