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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 15.2 General

As Published: 2011

PERG 15.2 General

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition