Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC 2.1 Assessing and maintaining competence

SUP 15A.1 Application and notifications under EMIR

DEPP 6A.2 Deciding whether to take action

CASS 6.6 Records, accounts and reconciliations

SYSC 1.2 Purpose

LR 5.2 Cancelling listing

PERG 5.2 Introduction

FEES 11.2 Pensions guidance providers’ levy

PERG 5.3 Contracts of insurance

SUP 15.9 Notifications by members of financial conglomerates

REC 3.24 Transfers of ownership

LR 13.8 Other circulars

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 19.1 Introduction

COLL 6.2 Dealing

SUP 13.2 Introduction

SUP 18.1 Application

PERG 8.37 AIFMD Marketing

SUP 9.4 Reliance on individual guidance

SUP 11.1 Application