Search Result

21 - 40 of 1393 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…