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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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