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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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Similar To

REC 3.6 Constitution and governance

LR 8.4 Role of a sponsor: transactions

SUP 5.5 Duties of firms

SUP 11.2 Purpose

FIT 1.2 Introduction

PERG 7.3 Does the activity require authorisation?

DISP 1.1 Purpose and application

PERG 7.6 Applications for a certificate

EG 19.30 The Mortgage Credit Directive Order

SYSC 14.1 Application

PERG 8.4 Invitation or inducement

SUP 10A.8 Systems and controls functions

SUP 16.7A Annual report and accounts

REC 2.7 Access to facilities

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading