Search Result

181 - 200 of 1326 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COND 1.3 General

As Published: 2013

COND 1.3 General

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions