Search Result

221 - 240 of 1685 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PR App 1.1

As Published: 2005

PR App 1.1

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction