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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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