Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

…

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.1 Application and Purpose

CONC 5A.6 Interpretation

COLL 13.2 Operational requirements for feeder NURS

CONC 7.1 Application

CASS 9.4 Information to clients concerning custody assets and client money

MCOB 7.3 General

MAR 5.4 Finalisation of transactions

COBS 4.4 Compensation information

LR 9.7A Preliminary statement of annual results, and statement of dividends