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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus