Search Result

61 - 80 of 1366 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose