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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

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