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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

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EG 2.15 Decision making in the context of regulatory enforcement action

LR 8.7 Supervision of sponsors

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 19.27 Alternative Investment Fund Managers Regulations 2013

LR 8.3 Role of a sponsor: general

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SYSC 19C.3 Remuneration principles

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

ICOBS 8.4 Employers’ Liability Insurance

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DISP 1.11 The Society of Lloyd's

SYSC 3.2 Areas covered by systems and controls

DEPP 7.2 Interviews

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

COCON 1.1 Application

PR 3.1 Approval of prospectus

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 5.3 The basis of settlement discussions

EG 12.1 The FCA’s general approach