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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SUP 15.13 Notification by CBTL firms

PERG 5.2 Introduction

SUP 6.4 Applications for cancellation of permission

PERG 8.4 Invitation or inducement

PERG 9.10 Significance of being an open-ended investment company

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.12 Sources of further information

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COBS 20.2 Treating with-profits policyholders fairly

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 13A.2 EEA firms and Treaty firms

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COND 1.3 General

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10C.1 Application