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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

LR 20.4 Continuing obligations

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

REC 6.2 Applications

SYSC 5.2 Certification regime

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 7.2 Interest rate PRR

DEPP 6.2 Deciding whether to take action

PERG 2.6 Specified investments: a broad outline

GENPRU 2.2 Capital resources

BIPRU 12.5 Individual Liquidity Adequacy Standards

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PR App 3.1

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 4.2 Pre-sale notifications

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary