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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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REC 3.5 Disciplinary action and events relating to key individuals

EG 16.4 The effect of a disapplication order

REC 2.10 Financial crime and market abuse

SYSC 14.1 Application

BIPRU 3.2 The central principles of the standardised approach to credit risk

FEES 6.1 Application

SYSC 19B.1 Application

IFPRU 4.14 Counterparty credit risk

COND 1.2 Purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.8 Settlement and clearing facilitation services

DISP App 1.5 Additional considerations

MCOB 12.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading