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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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Similar To

REC 2.14 Rules and consultation

SUP 13.6 Changes to branches

PERG 13.3 Investment Services and Activities

LR 14.3 Continuing obligations

PERG 9.7 The investment condition: the 'reasonable investor'

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

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SYSC 19A.1 General application and purpose

CONC 14.1 Application

FEES 6.1 Application

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LR 5.4A Transfer between listing categories: Equity shares

MCOB 2.8 Record keeping

COBS 6.1 Information about the firm and compensation information

REC 3.4 Key individuals and internal organisation

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

PR 5.5 Persons responsible for a prospectus

COLL 4.4 Meetings of Unitholders and service of notices

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order