Search Result

361 - 380 of 1219 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend