Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

GEN 2.2 Interpreting the Handbook

MAR 5.7 Pre-trade transparency requirements for shares

IFPRU 1.1 Application and Purpose

SYSC 19D.1 Application and purpose

COND 2.3 Effective supervision

COND 2.2 Location of offices

COLL 12.3 EEA UCITS management companies

COLL 6.1 Introduction and Application

CONC 1.1 Application and purpose

PERG 13.3 Investment Services and Activities

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

DTR 8.5 Supervision of primary information providers

REC 2.16A Operation of a multilateral trading facility

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

REC 2A.4 Power and procedure for RAP penalties and censures

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PERG 5.11 Other aspects of exclusions

PERG 2.4 Link between activities and the United Kingdom

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3