Search Result

321 - 340 of 1498 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification