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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PR App 3.1

As Published: 2005

PR App 3.1

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse