Search Result

201 - 220 of 1451 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans