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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms