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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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Similar To

COLL 6.9 Independence, names and UCITS business restrictions

SUP 6.2 Introduction

COLL 6.13 Record keeping

SUP App 3.6 Freedom to provide services

SUP 13A.7 Top-up permission

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading