Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 1A.2 CASS firm classification

REC 4.4 Complaints

REC 2.4 Suitability

REC 3.6 Constitution and governance

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 2.14 Rules and consultation

EG 12.3 Criminal prosecutions in cases of market abuse

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FCA

PERG 9.3 The definition

LR 13.2 Approval of circulars

COCON 4.2 Specific guidance on senior manager conduct rules

PERG 9.2 Introduction

COLL 1.1 Applications and purpose

COBS 18.2 Energy market activity and oil market activity

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 7.6 Schemes of arrangement

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration