Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

…

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

…

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

…

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

IFPRU 11.2 Individual recovery plans

EG 5.1 Settlement and the FCA – an overview

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

FEES 6.3 The FSCS's power to impose levies

PERG 4.4 What is a regulated mortgage contract?

FEES 11.1 Application, purpose and background

EG 19.18 Counter-Terrorism Act 2008

SYSC 13.4 Requirements to notify the appropriate regulator

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 8.11 Types of exemption under the Financial Promotion Order

ICOBS 8.1 Insurers: general

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach