Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 10A.7 FCA required functions

EG 19.10 Enterprise Act 2002

EG 10.3 Asset-freezing injunctions

MAR 8.2 Requirements for benchmark submitters

SUP 11.8 Changes in the circumstances of existing controllers

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 8.5 In the course of business

LR 10.7 Transactions by specialist companies

SUP 10A.11 Minimising overlap with the PRA approved persons regime

RCB 4.2 Enforcement powers and penalties

REC 5.1 Introduction and legal background

LR 3.2 Application for admission to listing

CONC 6.7 Post contract: business practices

PERG 7.2 Introduction

IFPRU 4.3 Guidance on internal ratings based approach: high level material

DEPP 6.5D Serious financial hardship

PERG 2.8 Exclusions applicable to particular regulated activities

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy