Search Result

621 - 640 of 1392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

LR App 2.1

As Published: 2005

LR App 2.1

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees