Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.5D Serious financial hardship

EG 2.9 FCA guidance and supporting materials

MAR 4.3 Support of the Takeover Panel's Functions

LR 5.4A Transfer between listing categories: Equity shares

DTR 5.4 Aggregation of managed holdings

MCOB 8.6A Execution-only sales

IFPRU 1.2 Significant IFPRU firm

SYSC 6.3 Financial crime

CASS 5.4 Non-statutory client money trust

GEN 7.1 Application

DEPP 4.1 Executive decision maker

SUP 16.14 Client money and asset return

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)