Search Result

561 - 580 of 1399 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

PR App 1.1

As Published: 2005

PR App 1.1

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)